SEC Proposes Custody Rules for Crypto Held by Advisers and Funds
SEC proposes crypto custody rules for investment advisers and funds, allowing limited self-custody and state trust companies as custodians.
investment advisers
SEC Fines Zoe Financial $450K Over Undisclosed Referral Conflicts
SEC fines Zoe Financial $450K over undisclosed conflicts of interest linked to its Zoe Wealth platform, covering January 2023 to December 2024.